RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1200947 SEPARATION DATE: 20040105
BOARD DATE: 20130307
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SPC/E-4 (52C10/Air Condition Technician), medically
separated for chronic low back pain due to lumbar disc disease, without neurologic
abnormality. Early in 2002 he experienced sudden low back pain (LBP) while dragging a heavy
cable. He had a magnetic resonance imaging (MRI) exam of the lumbar spine which showed a
small annular tear and disc bulge at LS1. He was seen by orthopedics and the assessment was
that he does not need surgery and that the MRI findings were not sufficient to warrant this
procedure. Conservative management was recommended and permanent profile indicated no
stooping, bending, or crawling, limit runs and situps. The CI had no duty restrictions placed on
him due to his medical condition, and was limited to alternate Army Physical Fitness Test
(APFT). He was issued a permanent L3 profile and referred for a Medical Evaluation Board
(MEB). The MEB forwarded no other conditions for Physical Evaluation Board (PEB)
adjudication. The PEB adjudicated chronic LBP due to lumbar disc disease, without neurologic
abnormality as unfitting, rated 10%. The CI made no appeals, and was medically separated with
a 10% disability rating.
CI CONTENTION: After my lower back surgery conditions of my leg got worse, numbness of leg
sometimes makes it hard to drive. And I feel as though I cant always do things my job often
requires of me. I do well to go to work every day.
SCOPE OF REVIEW: The Boards scope of review is defined in DoDI 6040.44, Enclosure 3,
paragraph 5.e.(2). It is limited to those conditions determined by the PEB to be unfitting for
continued military service and those conditions identified but not determined to be unfitting by
the PEB when specifically requested by the CI. Ratings for unfitting conditions will be reviewed
in all cases. The contended leg numbness is considered a contention for an unfitting and rated
peripheral neurologic abnormality and will be addressed below, as part of the CIs unfitting
chronic low back pain condition. Any conditions or contention not requested in this
application, or otherwise outside the Boards defined scope of review, remain eligible for future
consideration by the Army Board for Correction of Military Records.
RATING COMPARISON:
Service IPEB Dated 20031006
VA - VARD 20060113 (most proximate to Date of Separation -3 yrs
post)
Condition
Code
Rating
Condition
Code
Rating
Exam
Chronic Low Back Pain
due to Lumbar Disc
Disease, without
Neurologic Abnormality
5243-
5299-
5237
10%
Lower Back, Disc Condition
5243
0%*
STR
Combined: 10%
Combined: 0%
* VARD 20070829 increased 5243 to 20% based on 20070620 exam, effective 20070604
ANALYSIS SUMMARY: The Board acknowledges the sentiment expressed in the CIs application
regarding the significant impairment with which his service-incurred condition continues to
burden him. The Board wishes to clarify that it is subject to the same laws for service disability
entitlements as those under which the Disability Evaluation System (DES) operates. The DES
has neither the role nor the authority to compensate members for anticipated future severity
or potential complications of conditions resulting in medical separation. That role and
authority is granted by Congress to the Department of Veterans Affairs (DVA), operating under
a different set of laws (Title 38, United States Code). The Board evaluates DVA evidence
proximal to separation in arriving at its recommendations, but its authority resides in evaluating
the fairness of DES fitness decisions and rating determinations for disability at the time of
separation. The Board further acknowledges the CIs contention for ratings for other conditions
documented at the time of separation, and notes that its recommendations in that regard must
comply with the same governance.
Chronic Low Back Pain Condition. The narrative summary (NARSUM) notes that the CI had back
pain that was unresponsive to conservative measures. Surgery was not recommended. At the
MEB exam, the CI reported back pain that radiated to both thighs. His pain was aggravated by
heavy lifting and bending. He was taking pain medication 2-3 times per week and occasional
Ibuprofen. The MEB physical exam noted some tenderness in the right lumbar paravertebral
region. He was able to heel and toe walk without difficulty; sensation and reflexes were
normal. ROM was measured with an inclinometer (listed VASRD goniometer normal ROM) and
showed mildly reduced flexion of 80° (normal 90°); extension of 20° (normal 30°); and right
lateral flexion of 15° (normal 30°); left lateral flexion and bilateral rotation were within normal.
A VA Compensation and Pension (C&P) exam was not performed proximate to separation
because the CI failed to report. The first C&P exam took place more than 3 years after
separation, and documented forward flexion of 40° (combined 180° of normal 240°). VA
records also documented later exams with worsening (VA 40% rating) and surgery in 2008.
The Board directs attention to its rating recommendation based on the above evidence. The
PEB rated chronic LBP due to lumbar disc disease as 5243-5299-5237 (intervertebral disc
syndrome analogous to lumbar strain) at 10%. The proximate VA rating based on the service
treatment records (STR) was 5243 at 0%. Remote post-separation worsening and surgery was
considered of little probative value for rating at the time of separation. There is no evidence in
the record of incapacitating episodes as defined in the VASRD Formula for Rating Intervertebral
Disc Syndrome Based on Incapacitating Episodes. In the absence of incapacitating episodes, the
same rating criteria apply to either coding choice of 5243 (intervertebral disc syndrome) or
5237 (lumbosacral strain) as specified in the VASRD General Rating Formula for Diseases and
Injuries of the Spine. The spine rating formula rating is with or without symptoms such as pain
(whether or not it radiates), stiffness, or aching in the area of the spine affected by residuals of
injury or disease. The Board found that the CIs chronic LBP condition most nearly met the 10%
general rating criteria for forward flexion of the thoracolumbar spine greater than 60 degrees
but not greater than 85 degrees; or localized tenderness not resulting in abnormal gait. The
Board recommends coding as 5243 IAW VASRD guidelines in effect at the time of separation.
After due deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable
doubt), the Board concluded that there was insufficient cause to recommend a change in the
PEBs 10% adjudication for the chronic LBP condition, but that there should be a modification of
coding to 5243 to comply with the VASRD in effect at the time of separation.
Contended PEB Conditions. The CIs contended: After my lower back surgery conditions of my
leg got worse, numbness of leg sometimes makes it hard to drive was considered a contention
for additional rating for a peripheral nerve rating (pain and numbness). The Boards main
charge is to assess the fairness of the PEBs determination that there was no neurologic
abnormality which was considered a PEB determination that there was no unfitting peripheral
nerve condition. The chronic bilateral leg pain was appropriately combined under the unfitting
back condition above, and is IAW the general spine formula that stipulates the spine rating is
with or without symptoms such as pain (whether or not it radiates), stiffness, or aching in the
area of the spine affected by residuals of injury or disease. The Boards threshold for
countering fitness determinations is higher than the VASRD §4.3 (reasonable doubt) standard
used for its rating recommendations, but remains adherent to the DoDI 6040.44 fair and
equitable standard. The Board deliberated whether there was evidence of a separately
ratable non-pain radiculopathy of either lower extremity. Board precedent is that a functional
impairment tied to fitness is required to support a recommendation for addition of a peripheral
nerve rating at separation. There were no fixed motor or sensory deficits, or reflex
abnormalities. The spine surgery in 2008 and subsequent symptoms were considered post-
separation worsening. Based on the evidence in the record, there was insufficient evidence of
functional impairment of either lower extremity proximate to separation. After due
deliberation in consideration of the preponderance of the evidence, the Board concluded that
there was insufficient cause to recommend a change in the implied PEB fitness determination
for any non-pain radiculopathy or peripheral nerve condition and so no additional disability
ratings are recommended.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. In the matter of the
chronic low back pain condition and IAW VASRD §4.71a, the Board unanimously recommends
no change in the PEBs 10% adjudication, but modification of the code to 5243. In the matter of
the non-pain lower extremity (peripheral nerve) conditions, the Board unanimously
recommends no change from the PEBs implied determinations as not unfitting. There were no
other conditions within the Boards scope of review for consideration.
RECOMMENDATION: The Board recommends that the CIs prior determination be modified as
follows, effective as of the date of his prior medical separation:
UNFITTING CONDITION
VASRD CODE
RATING
Chronic Low Back Pain due to Lumbar Disc Disease
5243
10%
COMBINED
10%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120619, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
XXXXXXXXXXXXXXXXXX, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / xxxxxxxxx), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for xxxxxxxxxxxxxxxxxxxxx, AR20130006037 (PD201200947)
1. I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Boards recommendation to modify the individuals disability description
without modification of the combined rating or recharacterization of the individuals
separation. This decision is final.
2. I direct that all the Department of the Army records of the individual concerned be
corrected accordingly no later than 120 days from the date of this memorandum.
3. I request that a copy of the corrections and any related correspondence be provided
to the individual concerned, counsel (if any), any Members of Congress who have
shown interest, and to the Army Review Boards Agency with a copy of this
memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl xxxxxxxxxxxxxxxxxxxxxxx
Deputy Assistant Secretary
(Army Review Boards)
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